| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RIOT | Common Stock | Tax liability | -$145K | -8.62K | -0.47% | $16.86 | 1.84M | Jul 10, 2023 | Direct | F1, F2 |
| holding | RIOT | Common Stock | 1.07M | Jul 10, 2023 | See Footnote | F3 |
| Id | Content |
|---|---|
| F1 | Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 16,666 performance-based restricted shares of the Issuer's Common Stock, previously issued to the Reporting Person as restricted stock awards, which are eligible to vest, if at all, based on the Issuer's achievement of performance objectives established under the performance plan, as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. |
| F2 | Excludes 718,406 shares previously owned directly which were contributed to the Issuers trust, the Jason M. Les, Trust, dated March 8, 2021, on July 12, 2023. |
| F3 | Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. |