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Signature
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/s/ Chris A. Rallis
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Stock symbol
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FENC
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Transactions as of
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Jul 6, 2023
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Transactions value $
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-$18,624
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Form type
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4
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Date filed
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7/6/2023, 05:20 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
FENC |
Common Shares |
Sale |
-$18.7K |
-2.21K |
-7.11% |
$8.47 |
28.8K |
Jul 6, 2023 |
Direct |
F1 |
| transaction |
FENC |
Common Shares |
Options Exercise |
$5.07K |
+5.28K |
+18.32% |
$0.96* |
34.1K |
Jul 6, 2023 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
FENC |
Common Shares |
Options Exercise |
-$5K |
-5.21K |
-2.49% |
$0.96* |
204K |
Jul 6, 2023 |
Options |
5.21K |
$0.96 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: