| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Sale | -$305K | -1.6K | -0.5% | $190.44 | 316K | Jul 3, 2023 | Direct | F1, F2 |
| transaction | AXON | Common Stock | Sale | -$391K | -2.05K | -0.65% | $191.25 | 314K | Jul 3, 2023 | Direct | F1, F3 |
| transaction | AXON | Common Stock | Sale | -$1.44M | -7.5K | -2.39% | $192.51 | 307K | Jul 3, 2023 | Direct | F1, F4 |
| transaction | AXON | Common Stock | Sale | -$1.85M | -9.56K | -3.12% | $193.46 | 297K | Jul 3, 2023 | Direct | F1, F5 |
| transaction | AXON | Common Stock | Sale | -$1.2M | -6.18K | -2.08% | $194.56 | 291K | Jul 3, 2023 | Direct | F1, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. |
| F2 | The transaction was executed in multiple trades at prices ranging from $189.95 to $190.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The transaction was executed in multiple trades at prices ranging from $190.95 to $191.9168. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $191.985 to $192.9626. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $193.05 to $193.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $194.27 to $194.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |