Craig E. Hunsaker - Jun 27, 2023 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Signature
/s/ Tyson E. Marshall, Attorney-in-Fact
Stock symbol
ATEC
Transactions as of
Jun 27, 2023
Transactions value $
-$1,926,522
Form type
4
Date filed
6/28/2023, 08:47 PM
Previous filing
May 16, 2023
Next filing
Feb 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATEC Common Stock Sale -$118K -6.54K -0.53% $18.00 1.22M Jun 27, 2023 Direct F1
transaction ATEC Common Stock Sale -$1.81M -100K -8.23% $18.00 1.12M Jun 28, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022.