David M. Epstein - Jun 27, 2023 Form 4 Insider Report for Black Diamond Therapeutics, Inc. (BDTX)

Role
Officer Title: President and Chief Executive Officer, Director
Signature
/s/ Brent Hatzis-Schoch, Attorney-in-Fact
Stock symbol
BDTX
Transactions as of
Jun 27, 2023
Transactions value $
-$167,500
Form type
4
Date filed
6/28/2023, 04:02 PM
Previous filing
Feb 15, 2023
Next filing
Aug 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BDTX Common Stock Sale -$168K -25K -3.59% $6.70 671K Jun 27, 2023 Direct F1
holding BDTX Common Stock 23.1K Jun 27, 2023 See footnote F2
holding BDTX Common Stock 104K Jun 27, 2023 See footnote F3
holding BDTX Common Stock 104K Jun 27, 2023 See footnote F4
holding BDTX Common Stock 16.6K Jun 27, 2023 See footnote F5
holding BDTX Common Stock 16.6K Jun 27, 2023 See footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of December 29, 2022.
F2 Shares held by wife.
F3 Shares held by David M. Epstein 2019 Trust For Elle. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Elle and may be deemed to beneficially own these securities.
F4 Shares held by David M. Epstein 2019 Trust For Zoe. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Zoe and may be deemed to beneficially own these securities.
F5 Shares held by David M. Epstein 2019 Trust For Robert. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Robert and may be deemed to beneficially own these securities.
F6 Shares held by David M. Epstein 2019 Trust For Shelley. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Shelley and may be deemed to beneficially own these securities.

Remarks:

Officer Title: President and Chief Executive Officer