David M. Epstein - 27 Jun 2023 Form 4 Insider Report for Black Diamond Therapeutics, Inc. (BDTX)

Role
Officer Title: President and Chief Executive Officer, Director
Signature
/s/ Brent Hatzis-Schoch, Attorney-in-Fact
Issuer symbol
BDTX
Transactions as of
27 Jun 2023
Net transactions value
-$167,500
Form type
4
Filing time
28 Jun 2023, 16:02:20 UTC
Previous filing
15 Feb 2023
Next filing
08 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BDTX Common Stock Sale $167,500 -25,000 -3.6% $6.70 671,423 27 Jun 2023 Direct F1
holding BDTX Common Stock 23,090 27 Jun 2023 See footnote F2
holding BDTX Common Stock 104,449 27 Jun 2023 See footnote F3
holding BDTX Common Stock 104,449 27 Jun 2023 See footnote F4
holding BDTX Common Stock 16,579 27 Jun 2023 See footnote F5
holding BDTX Common Stock 16,579 27 Jun 2023 See footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of December 29, 2022.
F2 Shares held by wife.
F3 Shares held by David M. Epstein 2019 Trust For Elle. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Elle and may be deemed to beneficially own these securities.
F4 Shares held by David M. Epstein 2019 Trust For Zoe. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Zoe and may be deemed to beneficially own these securities.
F5 Shares held by David M. Epstein 2019 Trust For Robert. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Robert and may be deemed to beneficially own these securities.
F6 Shares held by David M. Epstein 2019 Trust For Shelley. David M. Epstein is the trustee of the David M. Epstein 2019 Trust for Shelley and may be deemed to beneficially own these securities.

Remarks:

Officer Title: President and Chief Executive Officer