Key facts
- This page summarizes Jeffrey D. Shellberg's Form 4 filing for Bridgewater Bancshares Inc (BWB).
- 2 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 26 Jun 2023, 16:49.
Jeffrey D. Shellberg - 22 Jun 2023 Form 4 Insider Report for Bridgewater Bancshares Inc (BWB)
- Reporting relationship
- EVP AND CHIEF CREDIT OFFICER, Director
- Issuer ticker
- BWB
- Reported as of
- 22 Jun 2023
- Net transaction value
- +$75,000
- SEC form
- 4
- Accepted by SEC
- 26 Jun 2023, 16:49:14 UTC
- Prior SEC filing
- 16 Feb 2023
- Next SEC filing
- 25 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ben Klocke, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jeffrey D. Shellberg filed Form 4 for Bridgewater Bancshares Inc (BWB) on 26 Jun 2023.
Change
- Previous filing in this sequence was filed on 16 Feb 2023.
- Current net transaction value: +$75,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BWB
transaction
Common Stock
Options Exercise
- Transaction value
- $75,000
- Shares
- +25,000
- Change %
- +8.2%
- Price
- $3.00
- Shares after
- 330,375
- Date
- 22 Jun 2023
- Ownership
- Direct
BWB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 172,000
- Date
- 22 Jun 2023
- Ownership
- By Trust
- Footnotes
- F1
BWB
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 283,890
- Date
- 22 Jun 2023
- Ownership
- By Trust
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BWB
transaction
Derivative
Option to buy
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -25,000
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 25,000
- Date
- 22 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $3.00
- Footnotes
- F3, F4
BWB
holding
Derivative
Option to buy
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 150,000
- Date
- 22 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 150,000
- Exercise price
- $7.47
- Footnotes
- F5, F6
BWB
holding
Derivative
Option to buy
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 25,000
- Date
- 22 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $12.92
- Footnotes
- F5, F7
BWB
holding
Derivative
Option to buy
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,000
- Date
- 22 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,000
- Exercise price
- $17.50
- Footnotes
- F5, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Shares of common stock are held by Mr. Shellberg as co-trustee of the Susan K. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses shared voting and investment power with respect to the shares of common stock held by the Susan K. Shellberg Trust under agreement dated October 1, 2014.
Footnote F2
Shares of common stock are held by Mr. Shellberg as co-trustee of the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014. Mr. Shellberg possesses shared voting and investment power with respect to the shares of common stock held by the Jeffrey D. Shellberg Trust under agreement dated October 1, 2014.
Footnote F3
Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
Footnote F4
Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.
Footnote F5
Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
Footnote F6
Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
Footnote F7
Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
Footnote F8
Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.