Mark Guerin - Jun 12, 2023 Form 4 Insider Report for Onconova Therapeutics, Inc. (ONTX)

Role
CFO AND COO
Signature
/s/ Mark Guerin
Stock symbol
ONTX
Transactions as of
Jun 12, 2023
Transactions value $
-$1,791
Form type
4
Date filed
6/13/2023, 04:54 PM
Previous filing
Mar 14, 2023
Next filing
Aug 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ONTX Common Stock Options Exercise +5.5K +30.23% 23.7K Jun 12, 2023 Direct F1
transaction ONTX Common Stock Tax liability -$1.79K -1.58K -6.65% $1.14 22.1K Jun 12, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ONTX Restricted Stock Units Options Exercise $0 -5.5K -33.33% $0.00 11K Jun 12, 2023 Common Stock 5.5K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On June 10, 2022 the reporting person was granted 16,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.