Loren A. Unterseher - Jun 7, 2023 Form 4 Insider Report for SkyWater Technology, Inc (SKYT)

Signature
/s/ Loren A. Unterseher
Stock symbol
SKYT
Transactions as of
Jun 7, 2023
Transactions value $
$0
Form type
4
Date filed
6/9/2023, 08:21 PM
Previous filing
Jun 7, 2023
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Award $0 +10.1K +45.54% $0.00 32.2K Jun 7, 2023 Direct F1
holding SKYT Common Stock 19.6M Jun 7, 2023 See Note F2
holding SKYT Common Stock 1.47K Jun 7, 2023 By family irrevocable trust
holding SKYT Common Stock 5.91K Jun 7, 2023 By grantor retained annuity trust
holding SKYT Common Stock 370 Jun 7, 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units ("RSUs"). The RSUs vest on the date immediately preceding the next occurring annual meeting of the Issuer's stockholders, contingent on the reporting person's continued service on such vesting date.
F2 The reporting person serves as a director of the Issuer, and is also President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the 19,569,267 shares of Common Stock reported in Column 5. As a result, the reporting person may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. The reporting person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.