Christopher A. Isaacson - 05 Jun 2023 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Reporting relationship: EVP, COO
Issuer ticker: CBOE
Reported as of: 05 Jun 2023
Net transaction value: -$515,823
SEC form: 4
Accepted by SEC: 07 Jun 2023, 16:55:59 UTC
Prior SEC filing: 22 Feb 2023
Next SEC filing: 15 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Patrick Sexton

Key filing fact

Christopher A. Isaacson filed Form 4 for Cboe Global Markets, Inc. (CBOE) on 07 Jun 2023.

Key facts

This page summarizes Christopher A. Isaacson's Form 4 filing for Cboe Global Markets, Inc. (CBOE).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 07 Jun 2023, 16:55.

Change

Previous filing in this sequence was filed on 22 Feb 2023.
Current net transaction value: -$515,823.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CBOE transaction

Common Stock

Sale

Transaction value: $515,823
Shares: -3,850
Change %: -5.9%
Price: $133.98
Shares after: 61,349
Date: 05 Jun 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2023.

Footnote F2

Includes 312 shares purchased pursuant to the Cboe Global Markets, Inc. Employee Stock Purchase Plan ("ESPP") on March 15, 2023, for the purchase period of September 16, 2022 to March 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the lower of the closing price of the Issuer's common stock on September 16, 2022 or March 15, 2023.