Christopher A. Isaacson - Jun 5, 2023 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EVP, COO
Signature
/s/ Patrick Sexton
Stock symbol
CBOE
Transactions as of
Jun 5, 2023
Transactions value $
-$515,823
Form type
4
Date filed
6/7/2023, 04:55 PM
Previous filing
Feb 22, 2023
Next filing
Jun 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Sale -$516K -3.85K -5.9% $133.98 61.3K Jun 5, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2023.
F2 Includes 312 shares purchased pursuant to the Cboe Global Markets, Inc. Employee Stock Purchase Plan ("ESPP") on March 15, 2023, for the purchase period of September 16, 2022 to March 15, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the lower of the closing price of the Issuer's common stock on September 16, 2022 or March 15, 2023.