Key facts
- This page summarizes Ryan D. Werner's Form 4 filing for Riot Platforms, Inc. (RIOT).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Jun 2023, 16:28.
Ryan D. Werner - 31 May 2023 Form 4 Insider Report for Riot Platforms, Inc. (RIOT)
- Reporting relationship
- SVP, CAO
- Issuer ticker
- RIOT
- Reported as of
- 31 May 2023
- Net transaction value
- -$645,794
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2023, 16:28:02 UTC
- Prior SEC filing
- 13 Jan 2023
- Next SEC filing
- 12 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alexander K. Travis, Attorney-in-Fact for Ryan Werner
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ryan D. Werner filed Form 4 for Riot Platforms, Inc. (RIOT) on 02 Jun 2023.
Change
- Previous filing in this sequence was filed on 13 Jan 2023.
- Current net transaction value: -$645,794.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RIOT
transaction
Common Stock
Sale
- Transaction value
- $266,209
- Shares
- -22,333
- Change %
- -6.7%
- Price
- $11.92
- Shares after
- 313,386
- Date
- 31 May 2023
- Ownership
- Direct
- Footnotes
- F1
RIOT
transaction
Common Stock
Tax liability
- Transaction value
- $379,585
- Shares
- -30,587
- Change %
- -9.8%
- Price
- $12.41
- Shares after
- 282,799
- Date
- 01 Jun 2023
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
These shares of the Issuer's Common Stock were sold in a series of multiple transactions at prices ranging from $11.87 to $11.97 per share, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Footnote F2
Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 74,294 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person as restricted stock awards granted under the Issuer's equity incentive plan (the "Plan"), as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan.