Julie A. Cullivan - May 30, 2023 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Role
Director
Signature
/s/ Julie A. Cullivan by Isaiah Fields, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
May 30, 2023
Transactions value $
-$231,280
Form type
4
Date filed
5/31/2023, 05:03 PM
Previous filing
May 23, 2023
Next filing
Jul 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Sale -$231K -1.18K -16.71% $196.00 5.88K May 30, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2022.