Patrick Miles - 10 May 2023 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Reporting relationship: CEO, Director
Issuer ticker: ATEC
Reported as of: 10 May 2023
Net transaction value: +$120
SEC form: 4
Accepted by SEC: 12 May 2023, 18:00:13 UTC
Prior SEC filing: 12 Apr 2023
Next SEC filing: 20 Sep 2023
Source filing: View source filing
Reporting owner signature: /s/ Tyson E. Marshall, Attorney-in-Fact

Key filing fact

Patrick Miles filed Form 4 for Alphatec Holdings, Inc. (ATEC) on 12 May 2023.

Key facts

This page summarizes Patrick Miles's Form 4 filing for Alphatec Holdings, Inc. (ATEC).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 12 May 2023, 18:00.

Change

Previous filing in this sequence was filed on 12 Apr 2023.
Current net transaction value: +$120.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATEC transaction

Common Stock

Options Exercise

Transaction value: $944,447
Shares: +269,842
Change %: +4.8%
Price: $3.50
Shares after: 5,872,606
Date: 10 May 2023
Ownership: Direct

ATEC transaction

Common Stock

Tax liability

Transaction value: $944,327
Shares: -60,495
Change %: -1%
Price: $15.61
Shares after: 5,812,111
Date: 10 May 2023
Ownership: Direct
Footnotes: F1

ATEC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,900
Date: 10 May 2023
Ownership: By IRA

ATEC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 250,000
Date: 10 May 2023
Ownership: By MOM, LLC

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATEC transaction Derivative

Warrants (right to buy)

Options Exercise

Transaction value: $0
Shares: -269,842
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 10 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 269,842
Exercise price: $3.50

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On May 10, 2023, the reporting person exercised warrants to purchase 269,842 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 60,495 of the warrant shares to pay the exercise price and issuing to the reporting person 209,347 shares.