Joseph B. Zanco - May 4, 2023 Form 4 Insider Report for Catalyst Bancorp, Inc. (CLST)

Role
PRESIDENT AND CEO, Director
Signature
/s/ Jutta Codori by P.O.A. for Joseph B. Zanco
Stock symbol
CLST
Transactions as of
May 4, 2023
Transactions value $
$48,000
Form type
4
Date filed
5/5/2023, 04:56 PM
Previous filing
Sep 8, 2022
Next filing
May 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLST Common Stock Purchase $48K +5K $9.60 5K May 4, 2023 By IRA
holding CLST Common Stock 31.2K May 4, 2023 Direct F1
holding CLST Common Stock 15K May 4, 2023 By Spouse
holding CLST Common Stock 727 May 4, 2023 By 401(k) Plan F2
holding CLST Common Stock 2.47K May 4, 2023 By ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLST Stock Option (Right to Buy) 52.9K May 4, 2023 Common Stock 52.9K $13.30 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 21,160 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
F2 Includes shares acquired in the Catalyst Bank 401(k) Plan since the last filed Form 4, based on a report dated April 28, 2023.
F3 Includes shares allocated to the reporting person's account in the ESOP as of December 31, 2022.
F4 The options vest at a rate of 20% per year commencing on September 1, 2023.