| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMBC | Common Stock | Purchase | $31,427 | +1,000 | +2.4% | $31.43 | 43,450 | 04 May 2023 | Direct | |
| holding | SMBC | Common Stock | 15,014 | 04 May 2023 | 401(k) | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SMBC | Stock Option (Right to Buy) | 3,000 | 04 May 2023 | Common Stock | 3,000 | $46.94 | Direct | F2 | |||||
| holding | SMBC | Stock Option (Right to Buy) | 1,500 | 04 May 2023 | Common Stock | 1,500 | $53.82 | Direct | F3 | |||||
| holding | SMBC | Stock Option (Right to Buy) | 3,000 | 04 May 2023 | Common Stock | 3,000 | $34.91 | Direct | F4 | |||||
| holding | SMBC | Stock Option (Right to Buy) | 2,000 | 04 May 2023 | Common Stock | 2,000 | $37.40 | Direct | F5 | |||||
| holding | SMBC | Stock Option (Right to Buy) | 2,000 | 04 May 2023 | Common Stock | 2,000 | $34.35 | Direct | F6 | |||||
| holding | SMBC | Stock Option (Right to Buy) | 2,000 | 04 May 2023 | Common Stock | 2,000 | $37.31 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report. |
| F2 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter. |
| F3 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter. |
| F4 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter. |
| F5 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter. |
| F6 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter. |
| F7 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter. |