Robert F. Sharpe JR - Apr 26, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: Director
Signature: /s/ Wendy B. Mahling for Robert F. Sharpe Jr.
Stock symbol: AMP
Transactions as of: Apr 26, 2023
Transactions value $: $0
Form type: 4
Date filed: 4/28/2023, 04:18 PM
Previous filing: Nov 21, 2022
Next filing: Aug 1, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Gift	$0	-75	-2.03%	$0.00	3.63K	Apr 27, 2023	Direct	F1
holding	AMP	Common Stock						16.5K	Apr 26, 2023	By Trust for Family Member
holding	AMP	Common Stock						1.65K	Apr 26, 2023	By Irrev Trust for Family Member
holding	AMP	Common Stock						1.18K	Apr 26, 2023	By Reporting Person's Rev Trust

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Phantom Stock (Annual)	Award	$0	+650	+1.78%	$0.00	37.2K	Apr 26, 2023	Common Stock	650		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.
F2	Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F3	Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.