Christopher J. Williams - 26 Apr 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Director
Signature
/s/ Wendy B. Mahling for Christopher J. Williams
Issuer symbol
AMP
Transactions as of
26 Apr 2023
Net transactions value
+$41,250
Form type
4
Filing time
28 Apr 2023, 16:13:41 UTC
Previous filing
04 Apr 2023
Next filing
05 Jul 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock (Annual) Award $0 +650 +8.8% $0.000000 8,006 26 Apr 2023 Common Stock 650 Direct F1, F2
transaction AMP Phantom Stock (Retainer Deferral) Award $41,250 +136 +4.8% $302.41 2,949 27 Apr 2023 Common Stock 136 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
F3 Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.