Curtis C. Simard - Apr 23, 2023 Form 4 Insider Report for BAR HARBOR BANKSHARES (BHB)

Role
PRESIDENT/CEO, Director
Signature
/s/ Olivia Erickson, Attorney-in-Fact
Stock symbol
BHB
Transactions as of
Apr 23, 2023
Transactions value $
-$101,896
Form type
4
Date filed
4/25/2023, 06:04 PM
Previous filing
Feb 16, 2023
Next filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BHB Common Stock Award $0 +6.9K +8.82% $0.00 85.1K Apr 23, 2023 Direct F1
transaction BHB Common Stock Options Exercise $0 +2.19K +2.57% $0.00 87.3K Apr 23, 2023 Direct F2
transaction BHB Common Stock Options Exercise $0 +2.51K +2.88% $0.00 89.8K Apr 23, 2023 Direct F2
transaction BHB Common Stock Tax liability -$102K -4.12K -4.59% $24.72 85.6K Apr 23, 2023 Direct F3
holding BHB Common stock 1.45K Apr 23, 2023 by 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BHB Restricted Stock Units (RSUs) 2020-2022 Options Exercise $0 -2.19K -100% $0.00* 0 Apr 23, 2023 Common Stock 2.19K $0.00 Direct F4
transaction BHB Restricted Stock Units (RSUs) 2021-2023 Options Exercise $0 -2.51K -50% $0.00 2.51K Apr 23, 2023 Common Stock 2.51K $0.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock acquired upon the settlement of restricted stock units with performance-based vesting criteria. The performance criteria were met on April 23, 2023.
F2 Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3 These shares were withheld for tax purposes upon the vesting of restricted stock and restricted stock units.
F4 The restricted stock units vested on April 23, 2023.
F5 The remaining restricted stock units are scheduled to vest April 23, 2024.