| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RIOT | Common Stock | Sale | $325,260 | -26,000 | -37% | $12.51 | 43,441 | 17 Apr 2023 | Direct | F1 |
| transaction | RIOT | Common Stock | Gift | $0 | -4,000 | -9.2% | $0.000000 | 39,441 | 17 Apr 2023 | Direct | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022. |
| F2 | The reported disposition represents a bona fide gift made by the Reporting Person. |