Brendan W. Zahl - 01 Apr 2023 Form 4 Insider Report for National Bank Holdings Corp (NBHC)

Role
EVP NBH PERSONAL BANKING
Signature
/s/ Brendan W. Zahl
Issuer symbol
NBHC
Transactions as of
01 Apr 2023
Net transactions value
-$18,370
Form type
4
Filing time
04 Apr 2023, 21:47:57 UTC
Previous filing
03 Mar 2023
Next filing
02 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBHC Common Stock Award $0 +1,344 +4% $0.000000 34,915 01 Apr 2023 Direct F1
transaction NBHC Common Stock Award $0 +1,914 +5.5% $0.000000 36,829 01 Apr 2023 Direct F2
transaction NBHC Common Stock Tax liability $18,370 -549 -1.5% $33.46 36,280 01 Apr 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBHC Employee Stock Option (Right to Buy) Award $0 +3,329 $0.000000 3,329 01 Apr 2023 Common Stock 3,329 $33.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2024.
F2 Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on August 5, 2020.
F3 Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2023.
F4 Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2024.