G. Timothy Laney - Apr 1, 2023 Form 4 Insider Report for National Bank Holdings Corp (NBHC)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ G. Timothy Laney
Stock symbol
NBHC
Transactions as of
Apr 1, 2023
Transactions value $
-$196,209
Form type
4
Date filed
4/4/2023, 09:46 PM
Previous filing
Mar 3, 2023
Next filing
May 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBHC Common Stock Award $0 +12.6K +5.7% $0.00 234K Apr 1, 2023 Direct F1
transaction NBHC Common Stock Award $0 +13.4K +5.73% $0.00 247K Apr 1, 2023 Direct F2
transaction NBHC Common Stock Tax liability -$196K -5.86K -2.38% $33.46 240K Apr 1, 2023 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBHC Employee Stock Option (Right to Buy) Award $0 +31.2K $0.00 31.2K Apr 1, 2023 Common Stock 31.2K $33.46 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2024.
F2 Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on August 5, 2020.
F3 Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2023.
F4 Includes a reduction of 1,243 shares that were delivered to the reporting person's former spouse pursuant to a divorce decree and accompanying qualified domestic relations orders.
F5 Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2024.