Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AUB | Common Stock | Options Exercise | +1.36K | +4.77% | 29.8K | Jan 5, 2023 | Direct | F1, F2, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AUB | Phantom Stock | Options Exercise | -1.36K | -16.74% | 6.75K | Jan 5, 2023 | Common Stock | 1.36K | By Trustee of Non-Qualified Plan (deferred comp) | F2, F4 | |||
transaction | AUB | Phantom Stock | Award | $15K | +428 | +6.08% | $35.05 | 7.46K | Apr 3, 2023 | Common Stock | 428 | By Trustee of Non-Qualified Plan (deferred comp) | F2, F3 |
Id | Content |
---|---|
F1 | On April 4, 2023, the reporting person filed a Form 4 which inadvertently omitted a transaction related to the settlement of certain shares of the reporting person's phantom stock. Such transaction has been reported in this amendment. |
F2 | Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the time elected by the reporting person in the reporting person's deferred compensation election form; provided, that if the reporting person elected to receive distributions under the Company's non-qualified deferred compensation plan in installments, such amounts are payable only in cash. On January 5, 2023, 1,357.111 shares of the reporting person's phantom stock settled for an equal number of shares of the Company's common stock. |
F3 | Includes additional shares acquired through dividend reinvestment since the reporting person's last Form 4. |
F4 | Includes 8,106.836 shares previously reported by the reporting person in Table I as common stock indirectly held by Trustee of Non-Qualified Plan (deferred comp). Such number of shares are phantom stock received under the Company's non-qualified deferred compensation plan that may be settled in cash, were inadvertently reported in Table I instead of Table II, and will no longer be reported by the reporting person as common stock in Table I. |