Tsontcho Ianchulev - Mar 31, 2023 Form 4 Insider Report for EYENOVIA, INC. (EYEN)

Role
Director
Signature
/s/ Tsontcho Ianchulev
Stock symbol
EYEN
Transactions as of
Mar 31, 2023
Transactions value $
-$140,000
Form type
4
Date filed
4/3/2023, 08:20 PM
Previous filing
Aug 22, 2022
Next filing
Apr 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EYEN Common Stock, par value $.0001 Sale -$140K -40K -6.65% $3.50 561K Mar 31, 2023 Direct F1
holding EYEN Common Stock, par value $.0001 607K Mar 31, 2023 By Private Medical Equity, Inc. F2
holding EYEN Common Stock, par value $.0001 6K Mar 31, 2023 By The Meliora Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2022.
F2 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.