Key facts
- This page summarizes Leif E. Pedersen's Form 4 filing for Certara, Inc. (CERT).
- 5 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Apr 2023, 16:44.
Leif E. Pedersen - 31 Mar 2023 Form 4 Insider Report for Certara, Inc. (CERT)
- Reporting relationship
- PRESIDENT, SOFTWARE
- Issuer ticker
- CERT
- Reported as of
- 31 Mar 2023
- Net transaction value
- -$96,128
- SEC form
- 4
- Accepted by SEC
- 03 Apr 2023, 16:44:45 UTC
- Prior SEC filing
- 23 Nov 2022
- Next SEC filing
- 12 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard M. Traynor as attorney-in-fact for Leif E. Pedersen
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Leif E. Pedersen filed Form 4 for Certara, Inc. (CERT) on 03 Apr 2023.
Change
- Previous filing in this sequence was filed on 23 Nov 2022.
- Current net transaction value: -$96,128.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CERT
transaction
Common Stock
Tax liability
- Transaction value
- $46,005
- Shares
- -1,933
- Change %
- -1.1%
- Price
- $23.80
- Shares after
- 173,567
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F1, F2
CERT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,646
- Change %
- +5%
- Price
- $0.000000
- Shares after
- 182,213
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F2, F3
CERT
transaction
Common Stock
Tax liability
- Transaction value
- $50,123
- Shares
- -2,106
- Change %
- -1.2%
- Price
- $23.80
- Shares after
- 180,107
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F2, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CERT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,646
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 17,293
- Date
- 31 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,646
- Exercise price
- Footnotes
- F3
CERT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- +23,556
- Change %
- Price
- $0.000000
- Shares after
- 23,556
- Date
- 01 Apr 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 23,556
- Exercise price
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents restricted stock units ("RSUs") withheld to satisfy the tax withholding obligations in connection with the vesting and settlement of RSUs, exempt under Rule 16b-3. Each RSUs was granted on April 1, 2021, under the Certara, Inc. 2020 Incentive Plan (the "2020 Incentive Plan") and represents a right to receive one share of common stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were on March 31, 2023. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2024.
Footnote F2
The total reported in Column 5 includes 7,937 RSUs which was previously reported in Table 1 of Form 4.
Footnote F3
Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on March 31, 2023. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on April 1, 2024, and April 1, 2025.
Footnote F4
Represents RSUs withheld to satisfy the tax withholding obligations in connection with the vesting and settlement of RSUs, exempt under Rule 16b-3.
Footnote F5
Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. The RSUs will vest and settle in three equal installments on April 1, 2024, April 1, 2025, and April 1, 2026.
SEC remarks
Reflects the vesting of restricted stock units of the reporting person prior to stepping down from the role of CFO.