| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Options Exercise | $25.2M | +116K | +4.15% | $216.83 | 2.91M | Mar 29, 2023 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$11.9M | -54.9K | -1.88% | $217.28 | 2.86M | Mar 29, 2023 | Direct | F1, F2 |
| transaction | AXON | Common Stock | Sale | -$2.98M | -13.7K | -0.48% | $217.28 | 2.85M | Mar 29, 2023 | Direct | F1, F3 |
| transaction | AXON | Common Stock | Options Exercise | $19.6M | +90.3K | +3.17% | $217.70 | 2.94M | Mar 30, 2023 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$4.54M | -21K | -0.71% | $216.81 | 2.92M | Mar 30, 2023 | Direct | F1, F2, F4 |
| transaction | AXON | Common Stock | Sale | -$4.74M | -21.8K | -0.75% | $217.66 | 2.89M | Mar 30, 2023 | Direct | F1, F2, F5 |
| transaction | AXON | Common Stock | Sale | -$2.04M | -9.36K | -0.32% | $217.66 | 2.88M | Mar 30, 2023 | Direct | F1, F3, F5 |
| transaction | AXON | Common Stock | Sale | -$179K | -820 | -0.03% | $218.37 | 2.88M | Mar 30, 2023 | Direct | F1, F3, F6 |
| transaction | AXON | Common Stock | Sale | -$110K | -503 | -0.02% | $219.30 | 2.88M | Mar 30, 2023 | Direct | F1, F3 |
| transaction | AXON | Common Stock | Options Exercise | $45M | +200K | +6.95% | $224.85 | 3.08M | Mar 31, 2023 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$428K | -1.95K | -0.06% | $219.49 | 3.08M | Mar 31, 2023 | Direct | F1, F2, F7 |
| transaction | AXON | Common Stock | Sale | -$197K | -891 | -0.03% | $221.31 | 3.08M | Mar 31, 2023 | Direct | F1, F2, F8 |
| transaction | AXON | Common Stock | Sale | -$3.91M | -17.6K | -0.57% | $222.05 | 3.06M | Mar 31, 2023 | Direct | F1, F2, F9 |
| transaction | AXON | Common Stock | Sale | -$3.4M | -15.2K | -0.5% | $223.13 | 3.05M | Mar 31, 2023 | Direct | F1, F2, F10 |
| transaction | AXON | Common Stock | Sale | -$2.14M | -9.55K | -0.31% | $224.26 | 3.04M | Mar 31, 2023 | Direct | F1, F2, F11 |
| transaction | AXON | Common Stock | Sale | -$9.75M | -43.4K | -1.43% | $224.92 | 2.99M | Mar 31, 2023 | Direct | F1, F2, F12 |
| transaction | AXON | Common Stock | Sale | -$1.32M | -5.83K | -0.19% | $226.16 | 2.99M | Mar 31, 2023 | Direct | F1, F2, F13 |
| transaction | AXON | Common Stock | Sale | -$755K | -3.34K | -0.11% | $226.16 | 2.99M | Mar 31, 2023 | Direct | F1, F3, F13 |
| transaction | AXON | Common Stock | Sale | -$626K | -2.76K | -0.09% | $227.04 | 2.98M | Mar 31, 2023 | Direct | F1, F3, F14 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -116K | -28.15% | $0.00 | 296K | Mar 29, 2023 | Common Stock | 116K | $28.58 | Direct | F1 |
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -90.3K | -30.44% | $0.00 | 206K | Mar 30, 2023 | Common Stock | 90.3K | $28.58 | Direct | F1 |
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -200K | -97.12% | $0.00 | 5.93K | Mar 31, 2023 | Common Stock | 200K | $28.58 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. |
| F2 | Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. |
| F3 | This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. |
| F4 | The transaction was executed in multiple trades at prices ranging from $216.25 to $217.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $217.25 to $218.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $218.25 to $219.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | The transaction was executed in multiple trades at prices ranging from $218.88 to $219.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | The transaction was executed in multiple trades at prices ranging from $220.62 to $221.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | The transaction was executed in multiple trades at prices ranging from $221.62 to $222.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F10 | The transaction was executed in multiple trades at prices ranging from $222.63 to $223.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F11 | The transaction was executed in multiple trades at prices ranging from $223.64 to $224.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F12 | The transaction was executed in multiple trades at prices ranging from $224.64 to $225.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F13 | The transaction was executed in multiple trades at prices ranging from $225.70 to $226.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F14 | The transaction was executed in multiple trades at prices ranging from $226.72 to $227.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |