Katherine E. Fleming - 24 Mar 2023 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Reporting relationship: Director
Issuer ticker: AEYE
Reported as of: 24 Mar 2023
Net transaction value: +$2,745
SEC form: 4
Accepted by SEC: 28 Mar 2023, 18:22:47 UTC
Prior SEC filing: 15 Jun 2021
Next SEC filing: 04 Apr 2023
Source filing: View source filing
Reporting owner signature: /s/ James Spolar, Attorney-in-Fact

Key filing fact

Katherine E. Fleming filed Form 4 for AUDIOEYE INC (AEYE) on 28 Mar 2023.

Key facts

This page summarizes Katherine E. Fleming's Form 4 filing for AUDIOEYE INC (AEYE).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 28 Mar 2023, 18:22.

Change

Previous filing in this sequence was filed on 15 Jun 2021.
Current net transaction value: +$2,745.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AEYE transaction

Common Stock

Award

Transaction value: $888
Shares: +229
Change %
Price: $3.88
Shares after: 229
Date: 24 Mar 2023
Ownership: Direct
Footnotes: F1

AEYE transaction

Common Stock

Award

Transaction value: $1,858
Shares: +459
Change %: +200%
Price: $4.05
Shares after: 688
Date: 24 Mar 2023
Ownership: Direct
Footnotes: F2

AEYE transaction

Common Stock

Award

Transaction value: $0
Shares: +774
Change %: +112%
Price: $0.000000
Shares after: 1,462
Date: 24 Mar 2023
Ownership: Direct
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan (the "Plan") in lieu of prorated non-employee director quarterly cash compensation of $888, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

Footnote F2

Reflects the grant of RSUs under the Plan, in lieu of prorated non-employee director annual cash compensation of $1,858, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

Footnote F3

Reflects the grant of RSUs under the Plan that represents the prorated annual equity award to non-employee directors that will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.