Jonathan Sheena - Mar 22, 2023 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
Director, CO-FOUNDER
Signature
/s/ Tami Chen, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Mar 22, 2023
Transactions value $
-$78,480
Form type
4
Date filed
3/24/2023, 09:35 PM
Previous filing
Mar 21, 2023
Next filing
Mar 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Sale -$70.9K -1.26K -0.24% $56.32 529K Mar 22, 2023 Direct F1
transaction NTRA Common Stock Options Exercise +455 +0.09% 530K Mar 22, 2023 Direct F2
transaction NTRA Common Stock Sale -$7.57K -135 -0.03% $56.08 529K Mar 23, 2023 Direct F1
holding NTRA Common Stock 25.2K Mar 22, 2023 By Caraluna Trust 1 F3
holding NTRA Common Stock 25.2K Mar 22, 2023 By Caraluna Trust 2 F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Restricted Stock Unit Options Exercise $0 -455 -100% $0.00* 0 Mar 22, 2023 Common Stock 455 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of Restricted Stock Units ("RSUs") and in compliance with Rule 10b5-1.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3 Held for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership over such securities.
F4 The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.