Brett Dorton - 14 Mar 2023 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Role
EVP-CHIEF STRATEGIES OFFICER
Signature
/s/ Brett Dorton
Issuer symbol
SMBC
Transactions as of
14 Mar 2023
Net transactions value
-$19,175
Form type
4
Filing time
16 Mar 2023, 10:57:52 UTC
Previous filing
23 Feb 2023
Next filing
12 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBC Common Stock Sale $19,175 -480 -24% $39.95 1,540 14 Mar 2023 Direct
holding SMBC Common Stock 3,737 14 Mar 2023 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBC Stock Option (Right to Buy) 2,000 14 Mar 2023 Common Stock 2,000 $34.35 Direct F1
holding SMBC Stock Option (Right to Buy) 2,000 14 Mar 2023 Common Stock 2,000 $37.40 Direct F2
holding SMBC Stock Option (Right to Buy) 3,000 14 Mar 2023 Common Stock 3,000 $34.91 Direct F3
holding SMBC Stock Option (Right to Buy) 1,500 14 Mar 2023 Common Stock 1,500 $53.82 Direct F4
holding SMBC Stock Option (Right to Buy) 1,500 14 Mar 2023 Common Stock 1,500 $46.94 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.
F2 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F3 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.
F4 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F5 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.