Brett Dorton - Mar 14, 2023 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Role
EVP-CHIEF STRATEGIES OFFICER
Signature
/s/ Brett Dorton
Stock symbol
SMBC
Transactions as of
Mar 14, 2023
Transactions value $
-$19,175
Form type
4
Date filed
3/16/2023, 10:57 AM
Previous filing
Feb 23, 2023
Next filing
Feb 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBC Common Stock Sale -$19.2K -480 -23.76% $39.95 1.54K Mar 14, 2023 Direct
holding SMBC Common Stock 3.74K Mar 14, 2023 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBC Stock Option (Right to Buy) 2K Mar 14, 2023 Common Stock 2K $34.35 Direct F1
holding SMBC Stock Option (Right to Buy) 2K Mar 14, 2023 Common Stock 2K $37.40 Direct F2
holding SMBC Stock Option (Right to Buy) 3K Mar 14, 2023 Common Stock 3K $34.91 Direct F3
holding SMBC Stock Option (Right to Buy) 1.5K Mar 14, 2023 Common Stock 1.5K $53.82 Direct F4
holding SMBC Stock Option (Right to Buy) 1.5K Mar 14, 2023 Common Stock 1.5K $46.94 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.
F2 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F3 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.
F4 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F5 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.