James B. Pekarek - Mar 1, 2023 Form 4 Insider Report for AGILITI, INC. \DE (AGTI)

Role
EVP & CFO
Signature
/s/ Lee M. Neumann, by power of attorney
Stock symbol
AGTI
Transactions as of
Mar 1, 2023
Transactions value $
-$361,616
Form type
4
Date filed
3/14/2023, 07:05 PM
Previous filing
Jan 20, 2023
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction AGTI Common Stock, $0.0001 par value Award $0 +14.3 K +6.72% $0.00 227 K Mar 1, 2023 Direct F1
transaction AGTI Common Stock, $0.0001 par value Award $0 +33.4 K +14.71% $0.00 261 K Mar 10, 2023 Direct F2
transaction AGTI Common Stock, $0.0001 par value Tax liability -$172 K -11.6 K -4.46% $14.83 249 K Mar 10, 2023 Direct
transaction AGTI Common Stock, $0.0001 par value Options Exercise $31.2 K +14.7 K +5.89% $2.13 264 K Mar 13, 2023 Direct
transaction AGTI Common Stock, $0.0001 par value Sale -$220 K -14.7 K -5.56% $15.03 249 K Mar 13, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGTI Options (Right to Buy) Award $0 +100 K $0.00 100 K Mar 10, 2023 Common Stock, $0.0001 par value 100 K $14.83 Direct F4
transaction AGTI Options (Right to Buy) Options Exercise $0 -14.7 K -16.86% $0.00 72.3 K Mar 13, 2023 Common Stock, $0.0001 par value 14.7 K $2.13 Direct

Explanation of Responses:

Id Content
F1 Represents shares of common stock acquired upon the vesting of the final tranche of performance restricted stock units ("PRSUs") granted in March 2020, which were certified on March 1, 2023, time-vested on March 6, 2023 and settled on March 10, 2023.
F2 Represents 33,440 restricted share units ("RSUs") granted under the Agiliti, Inc. Amended and Restated 2018 Omnibus Incentive Plan, which vest ratably on each of March 10, 2024, March 10, 2025 and March 10, 2026, subject to the reporting person remaining in continuous employment with the issuer on the vesting date.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.16, inclusive. The reporting person undertakes to provide to Agiliti, Inc., any security holder of Agiliti, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reporting person received 100,320 options under the Agiliti, Inc. Amended and Restated 2018 Omnibus Incentive Plan. The options vest ratably on each of March 10, 2024, March 10, 2025 and March 10, 2026, subject to the reporting person remaining in continuous employment with the issuer on the vesting date.