Scott R. Pinkham - Mar 6, 2023 Form 4 Insider Report for HAYNES INTERNATIONAL INC (HAYN)

Role
VP - TUBE AND WIRE
Signature
/s/ Daniel W. Maudlin, attorney-in-fact for Scott R. Pinkham
Stock symbol
HAYN
Transactions as of
Mar 6, 2023
Transactions value $
-$198,708
Form type
4
Date filed
3/7/2023, 03:07 PM
Previous filing
Mar 1, 2023
Next filing
Oct 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAYN Common Stock Options Exercise $170K +4.15K +16.62% $40.86 29.1K Mar 6, 2023 Direct
transaction HAYN Common Stock Sale -$238K -4.15K -14.25% $57.39 25K Mar 6, 2023 Direct F1
transaction HAYN Common Stock Options Exercise $159K +5K +20.03% $31.76 30K Mar 6, 2023 Direct
transaction HAYN Common Stock Sale -$289K -5K -16.69% $57.78 25K Mar 6, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAYN Employee Stock Option (right to buy) Options Exercise $0 -4.15K -100% $0.00* 0 Mar 6, 2023 Common Stock 4.15K $40.86 Direct F3
transaction HAYN Employee Stock Option (right to buy) Options Exercise $0 -5K -100% $0.00* 0 Mar 6, 2023 Common Stock 5K $31.76 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.03 to $57.795, inclusive. The reporting person undertakes to provide to Haynes International, Inc., any security holder of Haynes International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.64 to $57.90, inclusive. The reporting person undertakes to provide to Haynes International, Inc., any security holder of Haynes International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The option became exercisable in three equal annual installments beginning on November 22, 2017.
F4 The option became exercisable in three equal annual installments beginning on November 21, 2018.