Kimberly Capps - Feb 21, 2023 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Role
EVP-CHIEF OPERATIONS OFFICER
Signature
/s/ Kimberly Capps
Stock symbol
SMBC
Transactions as of
Feb 21, 2023
Transactions value $
$0
Form type
4
Date filed
2/23/2023, 05:26 PM
Previous filing
Feb 7, 2022
Next filing
Feb 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBC Common Stock Award $0 +500 +0.74% $0.00 68.3K Feb 21, 2023 Direct F1, F2
holding SMBC Common Stock 52K Feb 21, 2023 401(k) F3
holding SMBC Common Stock 360 Feb 21, 2023 Held by Daughter
holding SMBC Common Stock 360 Feb 21, 2023 Held by Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMBC Stock Option (Right to Buy) Award $0 +1.5K $0.00 1.5K Feb 21, 2023 Common Stock 1.5K $46.94 Direct F4
holding SMBC Stock Option (Right to Buy) 1.5K Feb 21, 2023 Common Stock 1.5K $53.82 Direct F5
holding SMBC Stock Option (Right to Buy) 3K Feb 21, 2023 Common Stock 3K $34.91 Direct F6
holding SMBC Stock Option (Right to Buy) 2K Feb 21, 2023 Common Stock 2K $37.40 Direct F7
holding SMBC Stock Option (Right to Buy) 2K Feb 21, 2023 Common Stock 2K $34.35 Direct F8
holding SMBC Stock Option (Right to Buy) 2K Feb 21, 2023 Common Stock 2K $37.31 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are scheduled to vest over a five-year period beginning February 9, 2024, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
F2 The total amount beneficially owned also reflects 122.08 shares acquired through the Company's Dividend Reinvestment Plan.
F3 Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
F4 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.
F5 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F6 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.
F7 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F8 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.
F9 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter.