Richard Windes - Feb 21, 2023 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Role: EVP-CHIEF LENDING OFFICER
Signature: /s/ Richard Windes
Stock symbol: SMBC
Transactions as of: Feb 21, 2023
Transactions value $: $0
Form type: 4
Date filed: 2/23/2023, 05:08 PM
Previous filing: Feb 7, 2022
Next filing: Feb 12, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMBC	Common Stock	Award	$0	+750	+34.09%	$0.00	2.95K	Feb 21, 2023	Direct	F1
holding	SMBC	Common Stock						1.22K	Feb 21, 2023	401(k)	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMBC	Stock Option (Right to Buy)	Award	$0	+2.5K		$0.00	2.5K	Feb 21, 2023	Common Stock	2.5K	$46.94	Direct	F3
holding	SMBC	Stock Option (Right to Buy)						1.5K	Feb 21, 2023	Common Stock	1.5K	$53.82	Direct	F4
holding	SMBC	Stock Option (Right to Buy)						3K	Feb 21, 2023	Common Stock	3K	$34.91	Direct	F5
holding	SMBC	Stock Option (Right to Buy)						2K	Feb 21, 2023	Common Stock	2K	$37.40	Direct	F6
holding	SMBC	Stock Option (Right to Buy)						2K	Feb 21, 2023	Common Stock	2K	$34.35	Direct	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares are scheduled to vest over a five-year period beginning February 9, 2024, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
F2	Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
F3	The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.
F4	The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F5	The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.
F6	The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F7	The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.