| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAPR | Common Stock | Options Exercise | $19,498 | +14,027 | +11% | $1.39 | 141,800 | 21 Feb 2023 | Direct | |
| transaction | CAPR | Common Stock | Tax liability | $19,498 | -4,524 | -3.2% | $4.31 | 137,276 | 21 Feb 2023 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CAPR | Stock Option (Right to Buy) | Options Exercise | $0 | -14,027 | -100% | $0.000000* | 0 | 21 Feb 2023 | Common Stock | 14,027 | $1.39 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Represents a "net exercise" of outstanding stock options. These shares were withheld by the Issuer for payment of the exercise price, based on the closing market price of the Issuer's common stock on February 21, 2023 of $4.31. The options would otherwise expire on February 22, 2023, pursuant to their terms. |
| F2 | This option was granted on February 22, 2013 and was previously reported as covering 140,270 shares at an exercise price of $0.37 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice to $1.39 per share that occurred on February 12, 2020. |
| F3 | 25% of the shares vested immediately, with the remainder vesting monthly over 25 months commencing May 1, 2013. |