Jr. Robert E. Funck - 17 Feb 2023 Form 4 Insider Report for ABBOTT LABORATORIES (ABT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Feb 2023, 17:53:47 UTC
Prior SEC filing
02 Mar 2022
Next SEC filing
02 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert E. Funck, Jr. by Jessica H. Paik, Attorney-in-Fact

Key filing fact

Jr. Robert E. Funck filed Form 4 for ABBOTT LABORATORIES (ABT) on 22 Feb 2023.

Key facts

  • This page summarizes Jr. Robert E. Funck's Form 4 filing for ABBOTT LABORATORIES (ABT).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 22 Feb 2023, 17:53.

Change

  • Previous filing in this sequence was filed on 02 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ABT transaction

Common shares without par value

Award

Transaction value
$0
Shares
+24,419
Change %
+12%
Price
$0.000000
Shares after
231,001
Date
17 Feb 2023
Ownership
Direct
Footnotes
F1
ABT holding

Common shares without par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
17 Feb 2023
Ownership
By Trust
Footnotes
F2
ABT holding

Common shares without par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
17 Feb 2023
Ownership
By Trust
Footnotes
F2
ABT holding

Common shares without par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,405
Date
17 Feb 2023
Ownership
Profit Sharing Trust
Footnotes
F3
ABT holding

Common shares without par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
500
Date
17 Feb 2023
Ownership
By Daughter
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ABT transaction Derivative

Option (right to buy)

Award

Transaction value
$0
Shares
+96,301
Change %
Price
$0.000000
Shares after
96,301
Date
17 Feb 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
96,301
Exercise price
$106.24
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

These shares represent a performance-based restricted stock award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The award includes the right to have shares withheld for tax purposes.

Footnote F2

Held in daughter's annual gift trust. The reporting person disclaims beneficial ownership of all securities held by the trust.

Footnote F3

Balance in the Abbott Laboratories Stock Retirement Trust as of February 17, 2023.

Footnote F4

The reporting person disclaims beneficial ownership of all securities held by his daughter.

Footnote F5

Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 32,100 on February 17, 2024, 32,100 on February 17, 2025, and 32,101 on February 17, 2026.

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