Catherine R. Clay - Feb 19, 2023 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EVP, DATA AND ACCESS SOLUTIONS
Signature
/s/ Patrick Sexton, attorney-in-fact
Stock symbol
CBOE
Transactions as of
Feb 19, 2023
Transactions value $
$219,711
Form type
4
Date filed
2/22/2023, 04:02 PM
Previous filing
Sep 9, 2022
Next filing
May 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Options Exercise $89.1K +690 +19.88% $129.09 4.16K Feb 19, 2023 Direct
transaction CBOE Common Stock Tax liability -$30.9K -239 -5.75% $129.09 3.92K Feb 19, 2023 Direct
transaction CBOE Common Stock Options Exercise $132K +1.02K +26.09% $129.09 4.94K Feb 19, 2023 Direct
transaction CBOE Common Stock Tax liability -$39.6K -307 -6.21% $129.09 4.64K Feb 19, 2023 Direct
transaction CBOE Common Stock Options Exercise $97.7K +757 +16.33% $129.09 5.39K Feb 19, 2023 Direct
transaction CBOE Common Stock Tax liability -$28.7K -222 -4.12% $129.09 5.17K Feb 19, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBOE Restricted Stock Units Options Exercise $0 -690 -100% $0.00* 0 Feb 19, 2023 Common Stock 690 Direct F1, F2
transaction CBOE Restricted Stock Units Options Exercise $0 -1.02K -50% $0.00 1.02K Feb 19, 2023 Common Stock 1.02K Direct F1, F3
transaction CBOE Restricted Stock Units Options Exercise $0 -757 -33.33% $0.00 1.51K Feb 19, 2023 Common Stock 757 Direct F1, F4
transaction CBOE Restricted Stock Units Award $0 +2.59K $0.00 2.59K Feb 19, 2023 Common Stock 2.59K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F2 The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F3 The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F4 The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F5 The restricted stock units vest in three equal annual installments beginning on February 19, 2024.