Catherine R. Clay - 19 Feb 2023 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EVP, DATA AND ACCESS SOLUTIONS
Signature
/s/ Patrick Sexton, attorney-in-fact
Issuer symbol
CBOE
Transactions as of
19 Feb 2023
Net transactions value
+$219,711
Form type
4
Filing time
22 Feb 2023, 16:02:46 UTC
Previous filing
09 Sep 2022
Next filing
16 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Options Exercise $89,072 +690 +20% $129.09 4,160 19 Feb 2023 Direct
transaction CBOE Common Stock Tax liability $30,853 -239 -5.7% $129.09 3,921 19 Feb 2023 Direct
transaction CBOE Common Stock Options Exercise $132,059 +1,023 +26% $129.09 4,944 19 Feb 2023 Direct
transaction CBOE Common Stock Tax liability $39,631 -307 -6.2% $129.09 4,637 19 Feb 2023 Direct
transaction CBOE Common Stock Options Exercise $97,721 +757 +16% $129.09 5,394 19 Feb 2023 Direct
transaction CBOE Common Stock Tax liability $28,658 -222 -4.1% $129.09 5,172 19 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBOE Restricted Stock Units Options Exercise $0 -690 -100% $0.000000* 0 19 Feb 2023 Common Stock 690 Direct F1, F2
transaction CBOE Restricted Stock Units Options Exercise $0 -1,023 -50% $0.000000 1,023 19 Feb 2023 Common Stock 1,023 Direct F1, F3
transaction CBOE Restricted Stock Units Options Exercise $0 -757 -33% $0.000000 1,514 19 Feb 2023 Common Stock 757 Direct F1, F4
transaction CBOE Restricted Stock Units Award $0 +2,587 $0.000000 2,587 19 Feb 2023 Common Stock 2,587 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F2 The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F3 The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F4 The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F5 The restricted stock units vest in three equal annual installments beginning on February 19, 2024.