Brian N. Schell - 17 Feb 2023 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EXECUTIVE VP, CFO & TREASURER
Signature
/s/ Patrick Sexton, attorney-in-fact
Issuer symbol
CBOE
Transactions as of
17 Feb 2023
Net transactions value
-$591,778
Form type
4
Filing time
22 Feb 2023, 15:51:46 UTC
Previous filing
10 Feb 2023
Next filing
17 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Sale $592,138 -4,701 -33% $125.96 9,577 17 Feb 2023 Direct F1
transaction CBOE Common Stock Options Exercise $261,795 +2,028 +21% $129.09 11,605 19 Feb 2023 Direct
transaction CBOE Common Stock Tax liability $116,052 -899 -7.7% $129.09 10,706 19 Feb 2023 Direct
transaction CBOE Common Stock Options Exercise $385,075 +2,983 +28% $129.09 13,689 19 Feb 2023 Direct
transaction CBOE Common Stock Tax liability $170,657 -1,322 -9.7% $129.09 12,367 19 Feb 2023 Direct
transaction CBOE Common Stock Options Exercise $279,738 +2,167 +18% $129.09 14,534 19 Feb 2023 Direct
transaction CBOE Common Stock Tax liability $123,926 -960 -6.6% $129.09 13,574 19 Feb 2023 Direct
transaction CBOE Common Stock Sale $515,613 -3,997 -29% $129.00 9,577 21 Feb 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBOE Restricted Stock Units Options Exercise $0 -2,028 -100% $0.000000* 0 19 Feb 2023 Common Stock 2,028 Direct F2, F3
transaction CBOE Restricted Stock Units Options Exercise $0 -2,983 -50% $0.000000 2,983 19 Feb 2023 Common Stock 2,983 Direct F2, F4
transaction CBOE Restricted Stock Units Options Exercise $0 -2,167 -33% $0.000000 4,336 19 Feb 2023 Common Stock 2,167 Direct F2, F5
transaction CBOE Restricted Stock Units Award $0 +6,965 $0.000000 6,965 19 Feb 2023 Common Stock 6,965 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.
F2 Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F3 The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F4 The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F5 The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F6 The restricted stock units vest in three equal annual installments beginning on February 19, 2024.