N. Schell - Feb 17, 2023 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EXECUTIVE VP, CFO & TREASURER
Signature
/s/ Patrick Sexton, attorney-in-fact
Stock symbol
CBOE
Transactions as of
Feb 17, 2023
Transactions value $
-$591,778
Form type
4
Date filed
2/22/2023, 03:51 PM
Previous filing
Feb 10, 2023
Next filing
Aug 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Sale -$592K -4.7K -32.92% $125.96 9.58K Feb 17, 2023 Direct F1
transaction CBOE Common Stock Options Exercise $262K +2.03K +21.18% $129.09 11.6K Feb 19, 2023 Direct
transaction CBOE Common Stock Tax liability -$116K -899 -7.75% $129.09 10.7K Feb 19, 2023 Direct
transaction CBOE Common Stock Options Exercise $385K +2.98K +27.86% $129.09 13.7K Feb 19, 2023 Direct
transaction CBOE Common Stock Tax liability -$171K -1.32K -9.66% $129.09 12.4K Feb 19, 2023 Direct
transaction CBOE Common Stock Options Exercise $280K +2.17K +17.52% $129.09 14.5K Feb 19, 2023 Direct
transaction CBOE Common Stock Tax liability -$124K -960 -6.61% $129.09 13.6K Feb 19, 2023 Direct
transaction CBOE Common Stock Sale -$516K -4K -29.45% $129.00 9.58K Feb 21, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBOE Restricted Stock Units Options Exercise $0 -2.03K -100% $0.00* 0 Feb 19, 2023 Common Stock 2.03K Direct F2, F3
transaction CBOE Restricted Stock Units Options Exercise $0 -2.98K -50% $0.00 2.98K Feb 19, 2023 Common Stock 2.98K Direct F2, F4
transaction CBOE Restricted Stock Units Options Exercise $0 -2.17K -33.32% $0.00 4.34K Feb 19, 2023 Common Stock 2.17K Direct F2, F5
transaction CBOE Restricted Stock Units Award $0 +6.97K $0.00 6.97K Feb 19, 2023 Common Stock 6.97K Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2022.
F2 Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F3 The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F4 The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F5 The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F6 The restricted stock units vest in three equal annual installments beginning on February 19, 2024.