Key facts
- This page summarizes Craig E. Hunsaker's Form 4 filing for Alphatec Holdings, Inc. (ATEC).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Feb 2023, 19:06.
Craig E. Hunsaker - 17 Feb 2023 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)
- Reporting relationship
- EVP, PEOPLE/CULTURE & GC
- Issuer ticker
- ATEC
- Reported as of
- 17 Feb 2023
- Net transaction value
- -$922,579
- SEC form
- 4
- Accepted by SEC
- 21 Feb 2023, 19:06:35 UTC
- Prior SEC filing
- 10 Feb 2023
- Next SEC filing
- 01 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tyson E. Marshall, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Craig E. Hunsaker filed Form 4 for Alphatec Holdings, Inc. (ATEC) on 21 Feb 2023.
Change
- Previous filing in this sequence was filed on 10 Feb 2023.
- Current net transaction value: -$922,579.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATEC
transaction
Common Stock
Options Exercise
- Transaction value
- $472,224
- Shares
- +134,921
- Change %
- +9.4%
- Price
- $3.50
- Shares after
- 1,570,916
- Date
- 17 Feb 2023
- Ownership
- Direct
ATEC
transaction
Common Stock
Tax liability
- Transaction value
- $472,149
- Shares
- -32,339
- Change %
- -2.1%
- Price
- $14.60
- Shares after
- 1,538,577
- Date
- 17 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
ATEC
transaction
Common Stock
Sale
- Transaction value
- $922,653
- Shares
- -65,716
- Change %
- -4.3%
- Price
- $14.04
- Shares after
- 1,472,861
- Date
- 21 Feb 2023
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ATEC
transaction
Derivative
Warrants (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -134,921
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 17 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 134,921
- Exercise price
- $3.50
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On February 17, 2023, the reporting person exercised warrants to purchase 134,921 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 32,339 of the warrant shares to pay the exercise price and issuing to the reporting person 102,582 shares.
Footnote F2
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.68 to $14.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.