Key facts
- This page summarizes Eric W. Thode's Form 4 filing for Archrock, Inc. (AROC).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 21 Feb 2023, 06:59.
Eric W. Thode - 16 Feb 2023 Form 4 Insider Report for Archrock, Inc. (AROC)
- Reporting relationship
- SR VICE PRESIDENT
- Issuer ticker
- AROC
- Reported as of
- 16 Feb 2023
- Net transaction value
- -$44,405
- SEC form
- 4
- Accepted by SEC
- 21 Feb 2023, 06:59:57 UTC
- Prior SEC filing
- 30 Jan 2023
- Next SEC filing
- 07 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Susan G. Thompson, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Eric W. Thode filed Form 4 for Archrock, Inc. (AROC) on 21 Feb 2023.
Change
- Previous filing in this sequence was filed on 30 Jan 2023.
- Current net transaction value: -$44,405.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AROC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +12,871
- Change %
- +7%
- Price
- $0.000000
- Shares after
- 198,058
- Date
- 16 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
AROC
transaction
Common Stock
Tax liability
- Transaction value
- $44,405
- Shares
- -4,734
- Change %
- -2.4%
- Price
- $9.38
- Shares after
- 193,324
- Date
- 16 Feb 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AROC
transaction
Derivative
Restricted Stock Unit
Award
- Transaction value
- $0
- Shares
- +12,871
- Change %
- Price
- $0.000000
- Shares after
- 12,871
- Date
- 16 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,871
- Exercise price
- Footnotes
- F1
AROC
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -12,871
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 16 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,871
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2020 to December 31, 2022. The award was scheduled to cliff vest on January 25, 2023, following the three year performance period. However, vesting was subject to the Compensation Committee's determination of performance. On February 16, 2023, the Compensation Committee certified that the performance achievement over the measurement period was 117% of target and authorized the vesting of the award. The restricted stock units converted into shares of common stock on a one-for-one basis.
Footnote F2
Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the acquisition and vesting of shares acquired as reported in this Table 1.