Jing Nealis - Feb 17, 2023 Form 4 Insider Report for SES AI Corp (SES)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Kyle Pilkington, Attorney-in-Fact
Stock symbol
SES
Transactions as of
Feb 17, 2023
Transactions value $
-$35,371
Form type
4
Date filed
2/17/2023, 04:30 PM
Previous filing
Jan 18, 2023
Next filing
Mar 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SES Class A Common Stock Sale -$35.4K -10.8K -0.74% $3.28 1.45M Feb 17, 2023 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.375, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
F4 Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.