Walter S. Berman - Feb 15, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: EXECUTIVE VP AND CFO
Signature: /s/ Wendy B. Mahling for Walter Stanley Berman
Stock symbol: AMP
Transactions as of: Feb 15, 2023
Transactions value $: -$3,520,683
Form type: 4
Date filed: 2/17/2023, 03:14 PM
Previous filing: Feb 14, 2023
Next filing: Aug 8, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Sale	-$3.52M	-10K	-41.05%	$352.07	14.4K	Feb 15, 2023	Direct	F1
holding	AMP	Common Stock						352	Feb 15, 2023	By 401(k) Plan	F2

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the weighted average price of 10,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 15, 2023 with sale prices ranging from $351.9561 to $352.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F2	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 15, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Content

Reflects the weighted average price of 10,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 15, 2023 with sale prices ranging from $351.9561 to $352.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 15, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.