Gerard P. Smyth - 10 Feb 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP TECHNOLOGY AND CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Issuer symbol
AMP
Transactions as of
10 Feb 2023
Net transactions value
+$62,000
Form type
4
Filing time
14 Feb 2023, 17:50:42 UTC
Previous filing
02 Feb 2023
Next filing
17 Jul 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Award $62,000 +177 +22% $349.73 984 10 Feb 2023 Common Stock 177 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.