Heather J. Melloh - Feb 9, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP AND GENERAL COUNSEL
Signature
/s/ Wendy B. Mahling for Heather J. Melloh
Stock symbol
AMP
Transactions as of
Feb 9, 2023
Transactions value $
-$328,715
Form type
4
Date filed
2/13/2023, 03:15 PM
Previous filing
Feb 2, 2023
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $195K +1.09K +31.63% $179.84 4.52K Feb 9, 2023 Direct
transaction AMP Common Stock Tax liability -$253K -717 -15.87% $352.39 3.8K Feb 9, 2023 Direct
transaction AMP Common Stock Sale -$271K -769 -20.23% $352.87 3.03K Feb 9, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -1.09K -100% $0.00* 0 Feb 9, 2023 Common Stock 1.09K $179.84 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 769 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2023 with sale prices ranging from $352.7357 to $353.125 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Fully vested.