Megan J. Cordle - 08 Feb 2023 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
VP, CONTROLLER AND CAO
Signature
/s/ Megan J. Cordle by Kenneth Hemm, pursuant to power of attorney dated February 28, 2022
Issuer symbol
ARLP
Transactions as of
08 Feb 2023
Net transactions value
-$54,111
Form type
4
Filing time
10 Feb 2023, 09:59:54 UTC
Previous filing
08 Mar 2022
Next filing
26 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARLP Common unit Options Exercise +7,454 +26% 35,846 08 Feb 2023 Direct F1
transaction ARLP Common unit Tax liability $54,111 -2,504 -7% $21.61 33,342 08 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Restricted unit Options Exercise -7,454 -100% 0 08 Feb 2023 Common unit 7,454 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 27, 2023, our Compensation Committee determined that the vesting requirements for the 2020 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2023 and subsequently issued on February 8, 2023 based upon an ARLP unit price of $21.61.
F2 Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $21.61.
F3 Not applicable