Key facts
- This page summarizes Patrick Miles's Form 4 filing for Alphatec Holdings, Inc. (ATEC).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 03 Feb 2023, 19:00.
Patrick Miles - 01 Feb 2023 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)
- Reporting relationship
- CEO, Director
- Issuer ticker
- ATEC
- Reported as of
- 01 Feb 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Feb 2023, 19:00:11 UTC
- Prior SEC filing
- 24 Jan 2023
- Next SEC filing
- 08 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tyson Marshall, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick Miles filed Form 4 for Alphatec Holdings, Inc. (ATEC) on 03 Feb 2023.
Change
- Previous filing in this sequence was filed on 24 Jan 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ATEC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +316,311
- Change %
- +6%
- Price
- $0.000000
- Shares after
- 5,617,944
- Date
- 01 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F2
ATEC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +206,782
- Change %
- +3.7%
- Price
- $0.000000
- Shares after
- 5,824,726
- Date
- 01 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F3
ATEC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +103,391
- Change %
- +1.8%
- Price
- $0.000000
- Shares after
- 5,928,117
- Date
- 01 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F4
ATEC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,900
- Date
- 01 Feb 2023
- Ownership
- By IRA
ATEC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 250,000
- Date
- 01 Feb 2023
- Ownership
- By MOM, LLC
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock.
Footnote F2
On February 1, 2023, the issuer awarded 316,311 RSUs to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2022. The RSUs vest in three equal installments on each of February 24, 2023, February 24, 2024 and February 24, 2025.
Footnote F3
On February 1, 2023, the issuer granted to the reporting person 206,782 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.
Footnote F4
On February 1, 2023, the issuer granted to the reporting person 103,391 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest on the third anniversary of the grant date; provided, however, that no portion of such RSUs shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such third anniversary date is equal to or greater than $24 per share (representing a 81% increase in the price per share as of the grant date).