James M. Cracchiolo - Jan 31, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: CHAIRMAN AND CEO, Director
Signature: /s/ Wendy B. Mahling for James M. Cracchiolo
Stock symbol: AMP
Transactions as of: Jan 31, 2023
Transactions value $: -$12,255,600
Form type: 4
Date filed: 2/2/2023, 06:05 PM
Previous filing: Jan 31, 2023
Next filing: Feb 9, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Award	$0	+61.9K	+36.5%	$0.00	231K	Jan 31, 2023	Direct
transaction	AMP	Common Stock	Tax liability	-$12.3M	-35K	-15.12%	$350.12	196K	Jan 31, 2023	Direct
holding	AMP	Common Stock						1.66K	Jan 31, 2023	By 401(k) Plan	F1

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 1, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.