William Fredrick Truscott - 31 Jan 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
CEO, GLOBAL ASSET MANAGEMENT
Signature
/s/ Wendy B. Mahling for William Fredrick Truscott
Issuer symbol
AMP
Transactions as of
31 Jan 2023
Net transactions value
-$3,514,855
Form type
4
Filing time
02 Feb 2023, 18:04:28 UTC
Previous filing
31 Jan 2023
Next filing
14 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +20,629 +193% $0.000000 31,304 31 Jan 2023 Direct
transaction AMP Common Stock Tax liability $3,514,855 -10,039 -48% $350.12 10,675 31 Jan 2023 Direct F1
holding AMP Common Stock 296 31 Jan 2023 By 401(k) Plan F2
holding AMP Common Stock 28,969 31 Jan 2023 By LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings.
F2 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 1, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.