Gumer Alvero - Jan 27, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRESIDENT-INSURANCE&ANNUITIES
Signature
/s/ Wendy B. Mahling for Gumer Alvero
Stock symbol
AMP
Transactions as of
Jan 27, 2023
Transactions value $
-$39,267
Form type
4
Date filed
1/31/2023, 07:00 PM
Previous filing
Mar 29, 2022
Next filing
Feb 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +391 +5.07% $0.00 8.11K Jan 27, 2023 Direct
transaction AMP Common Stock Tax liability -$17.6K -51 -0.63% $344.45 8.06K Jan 28, 2023 Direct
transaction AMP Common Stock Tax liability -$21.7K -63 -0.78% $344.45 7.99K Jan 29, 2023 Direct
holding AMP Common Stock 1.03K Jan 27, 2023 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +1.15K $0.00 1.15K Jan 27, 2023 Common Stock 1.15K $344.45 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023.