Gerard P. Smyth - 27 Jan 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: EVP TECHNOLOGY AND CIO
Signature: /s/ Wendy B. Mahling for Gerard P. Smyth
Issuer symbol: AMP
Transactions as of: 27 Jan 2023
Net transactions value: -$53,734
Form type: 4
Filing time: 31 Jan 2023, 18:46:46 UTC
Previous filing: 17 Nov 2022
Next filing: 02 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Award	$0	+1,019	+19%	$0.000000	6,291	27 Jan 2023	Direct
transaction	AMP	Common Stock	Tax liability	$29,623	-86	-1.4%	$344.45	6,205	28 Jan 2023	Direct
transaction	AMP	Common Stock	Tax liability	$24,112	-70	-1.1%	$344.45	6,135	29 Jan 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Employee Stock Option (right to buy)	Award	$0	+2,994		$0.000000	2,994	27 Jan 2023	Common Stock	2,994	$344.45	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023.