Gerard P. Smyth - Jan 27, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP TECHNOLOGY AND CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Stock symbol
AMP
Transactions as of
Jan 27, 2023
Transactions value $
-$53,734
Form type
4
Date filed
1/31/2023, 06:46 PM
Previous filing
Nov 17, 2022
Next filing
Feb 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +1.02K +19.33% $0.00 6.29K Jan 27, 2023 Direct
transaction AMP Common Stock Tax liability -$29.6K -86 -1.37% $344.45 6.21K Jan 28, 2023 Direct
transaction AMP Common Stock Tax liability -$24.1K -70 -1.13% $344.45 6.14K Jan 29, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +2.99K $0.00 2.99K Jan 27, 2023 Common Stock 2.99K $344.45 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023.