Patrick W. Smith - Jan 25, 2023 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Isaiah Fields, Attorney-in-Fact
Stock symbol
AXON
Transactions as of
Jan 25, 2023
Transactions value $
$40,984,361
Form type
4
Date filed
1/27/2023, 05:55 PM
Previous filing
Jan 24, 2023
Next filing
Mar 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $30.4M +158K +6.22% $192.18 2.7M Jan 25, 2023 Direct
transaction AXON Common Stock Sale -$890K -4.8K -0.18% $185.35 2.69M Jan 25, 2023 Direct F1, F2
transaction AXON Common Stock Sale -$758K -4.07K -0.15% $186.22 2.69M Jan 25, 2023 Direct F1, F3
transaction AXON Common Stock Sale -$1.88M -10K -0.37% $187.54 2.68M Jan 25, 2023 Direct F1, F4
transaction AXON Common Stock Sale -$1.78M -9.46K -0.35% $188.73 2.67M Jan 25, 2023 Direct F1, F5
transaction AXON Common Stock Sale -$3.57M -18.8K -0.71% $189.38 2.65M Jan 25, 2023 Direct F1, F6
transaction AXON Common Stock Sale -$2.12M -11.1K -0.42% $190.81 2.64M Jan 25, 2023 Direct F1, F7
transaction AXON Common Stock Sale -$2.73M -14.2K -0.54% $191.94 2.62M Jan 25, 2023 Direct F1, F8
transaction AXON Common Stock Sale -$840K -4.37K -0.17% $192.41 2.62M Jan 25, 2023 Direct F1, F9
transaction AXON Common Stock Sale -$3.7M -19.2K -0.73% $192.41 2.6M Jan 25, 2023 Direct F9, F10
transaction AXON Common Stock Options Exercise $42.3M +220K +8.46% $192.33 2.82M Jan 26, 2023 Direct
transaction AXON Common Stock Sale -$2.06M -11K -0.39% $187.20 2.81M Jan 26, 2023 Direct F1, F11
transaction AXON Common Stock Sale -$2.28M -12.1K -0.43% $188.35 2.8M Jan 26, 2023 Direct F1, F12
transaction AXON Common Stock Sale -$2.83M -14.9K -0.53% $189.46 2.78M Jan 26, 2023 Direct F1, F13
transaction AXON Common Stock Sale -$5.83M -30.6K -1.1% $190.26 2.75M Jan 26, 2023 Direct F1, F14
transaction AXON Common Stock Sale -$7.32M -38.3K -1.39% $191.25 2.71M Jan 26, 2023 Direct F1, F15
transaction AXON Common Stock Sale -$53K -277 -0.01% $191.25 2.71M Jan 26, 2023 Direct F10, F15
transaction AXON Common Stock Sale -$4.29M -22.3K -0.82% $192.16 2.69M Jan 26, 2023 Direct F10, F16
transaction AXON Common Stock Sale -$554K -2.86K -0.11% $193.43 2.69M Jan 26, 2023 Direct F10, F17
transaction AXON Common Stock Sale -$251K -1.29K -0.05% $194.42 2.69M Jan 26, 2023 Direct F10, F18
transaction AXON Common Stock Options Exercise $30.5M +159K +5.92% $191.61 2.84M Jan 27, 2023 Direct
transaction AXON Common Stock Sale -$4.22M -22.3K -0.78% $189.24 2.82M Jan 27, 2023 Direct F1, F19
transaction AXON Common Stock Sale -$8.76M -46.1K -1.63% $190.18 2.78M Jan 27, 2023 Direct F1, F20
transaction AXON Common Stock Sale -$1.69M -8.85K -0.32% $191.11 2.77M Jan 27, 2023 Direct F1, F21
transaction AXON Common Stock Sale -$778K -4.07K -0.15% $191.11 2.76M Jan 27, 2023 Direct F10, F21
transaction AXON Common Stock Sale -$1.55M -8.06K -0.29% $192.41 2.76M Jan 27, 2023 Direct F10, F22
transaction AXON Common Stock Sale -$1.39M -7.18K -0.26% $193.09 2.75M Jan 27, 2023 Direct F10, F23

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -12.4K -2.29% $0.00 530K Jan 25, 2023 Common Stock 12.4K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -146K -27.43% $0.00 385K Jan 25, 2023 Common Stock 146K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -220K -57.1% $0.00 165K Jan 26, 2023 Common Stock 220K $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -159K -96.33% $0.00 6.06K Jan 27, 2023 Common Stock 159K $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The transaction was executed in multiple trades at prices ranging from $186.01 to $187.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The transaction was executed in multiple trades at prices ranging from $187.01 to $188.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $188.10 to $189.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $189.10 to $190.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $190.14 to $191.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $191.15 to $192.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $192.15 to $193.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F11 The transaction was executed in multiple trades at prices ranging from $186.70 to $187.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 The transaction was executed in multiple trades at prices ranging from $187.80 to $188.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The transaction was executed in multiple trades at prices ranging from $188.80 to $189.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 The transaction was executed in multiple trades at prices ranging from $189.80 to $190.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15 The transaction was executed in multiple trades at prices ranging from $190.80 to $191.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16 The transaction was executed in multiple trades at prices ranging from $191.83 to $192.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17 The transaction was executed in multiple trades at prices ranging from $193.00 to $193.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F18 The transaction was executed in multiple trades at prices ranging from $194.07 to $194.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F19 The transaction was executed in multiple trades at prices ranging from $188.74 to $189.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F20 The transaction was executed in multiple trades at prices ranging from $189.78 to $190.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F21 The transaction was executed in multiple trades at prices ranging from $190.78 to $191.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F22 The transaction was executed in multiple trades at prices ranging from $191.82 to $192.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F23 The transaction was executed in multiple trades at prices ranging from $192.82 to $193.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.