Moradi David - 20 Jan 2023 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Issuer ticker: AEYE
Reported as of: 20 Jan 2023
Net transaction value: -$112,695
SEC form: 4
Accepted by SEC: 24 Jan 2023, 16:24:49 UTC
Prior SEC filing: 24 May 2022
Next SEC filing: 17 Mar 2023
Source filing: View source filing
Reporting owner signature: /s/ James Spolar, Attorney-in-Fact

Key filing fact

Moradi David filed Form 4 for AUDIOEYE INC (AEYE) on 24 Jan 2023.

Key facts

This page summarizes Moradi David's Form 4 filing for AUDIOEYE INC (AEYE).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 24 Jan 2023, 16:24.

Change

Previous filing in this sequence was filed on 24 May 2022.
Current net transaction value: -$112,695.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AEYE transaction

Common Stock

Tax liability

Transaction value: $112,695
Shares: -29,317
Change %: -3.3%
Price: $3.84
Shares after: 862,906
Date: 20 Jan 2023
Ownership: Direct
Footnotes: F1

AEYE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,857,589
Date: 20 Jan 2023
Ownership: Through Sero Capital LLC
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Consists entirely of shares of stock withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

Footnote F2

Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.