Karimah Es Sabar - Jan 3, 2023 Form 4/A - Amendment Insider Report for CAPRICOR THERAPEUTICS, INC. (CAPR)

Role: Director
Signature: /s/ Linda Marban, Attorney-in-Fact
Stock symbol: CAPR
Transactions as of: Jan 3, 2023
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 1/6/2023, 04:00 PM
Date Of Original Report: Jan 5, 2023
Previous filing: Jan 4, 2022
Next filing: Jan 4, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CAPR	Stock Option (Right to Buy)	Award	$0	+3.56K		$0.00	3.56K	Jan 3, 2023	Common Stock	3.56K	$3.85	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares of the award are fully vested and exercisable as of January 3, 2023, the date of the grant.

Remarks:

This Form 4 amendment adds a stock option grant which was inadvertently omitted from the original Form 4 filed by the Reporting Person on January 5, 2023.