Karimah Es Sabar - 03 Jan 2023 Form 4/A - Amendment Insider Report for CAPRICOR THERAPEUTICS, INC. (CAPR)

Role: Director
Signature: /s/ Linda Marban, Attorney-in-Fact
Issuer symbol: CAPR
Transactions as of: 03 Jan 2023
Net transactions value: $0
Form type: 4/A - Amendment
Filing time: 06 Jan 2023, 16:00:25 UTC
Date Of Original Report: 05 Jan 2023
Previous filing: 04 Jan 2022
Next filing: 04 Jan 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CAPR	Stock Option (Right to Buy)	Award	$0	+3,560		$0.000000	3,560	03 Jan 2023	Common Stock	3,560	$3.85	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares of the award are fully vested and exercisable as of January 3, 2023, the date of the grant.

Remarks:

This Form 4 amendment adds a stock option grant which was inadvertently omitted from the original Form 4 filed by the Reporting Person on January 5, 2023.